Public Comments and PSX Response Papers

PSX Notice #
Opening Date
Closing Date
Subject
Status
PSX/N-783
June 25, 2021
July 05, 2021
Invitation of Public Comments - Proposed amendments in relation to introduction of regulations governing Market Misconduct as a new Chapter 7A in PSX Regulations
Closed
PSX/N-772
June 23, 2021
June 29, 2021
Invitation of Public Comments - Proposed amendments in relation to introduction of regulatory framework governing Single Stock Options Contracts Market in PSX Regulations
Closed
PSX/N-664
June 02, 2021
June 09, 2021
Invitation of Public Comments - Proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations
Closed
PSX/N-461
April 05, 2021
April 12, 2021
Invitation of Public Comments - Proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations
Closed
PSX/N-415
March 25, 2021
April 1, 2021
Invitation of Public Comments - Proposed amendments to Chapter 5 and 5B of PSX Regulations
Closed
PSX/N-362
March 15, 2021
March 22, 2021
Invitation of Public Comments - Proposed amendments to PSX Regulations in relation to CRF prescribed by PSX
Closed
PSX/N-298
March 01, 2021
March 08, 2021
Solicitation of Public Comments - Proposed amendments to PSX Regulations in relation to various matters
Closed
PSX/N-289
February 26, 2021
March 05, 2021
Solicitation of Public Comments - Proposed amendments to PSX Regulations in relation to deployment of new Trading System at PSX
Closed
PSX/N-118
January 27, 2021
February 02, 2021
Invitation of Public Comments - Proposed amendments to PSX Regulations in relation to introduction of regulatory framework governing Direct Listing of companies at PSX.
Closed
PSX/N-117
January 27, 2021
February 02, 2021
Invitation of Public Comments - Proposed amendments to PSX Regulations in relation to various matters.
Closed
PSX/N-12
January 05, 2021
January 12, 2021
Solicitation of Public Comments - Proposed amendments to PSX Regulations in relation to Centralized Customers Protection Compensation Fund (CCPF).
Closed
PSX/N-1416
December 23, 2020
January 01, 2021
Notice - Comments/ Feedback on New Reporting System for Securities Brokers
Closed
PSX/N-1377
December 14, 2020
December 21, 2020
Solicitation of Public Comments - Amendments to PSX Regulations in relation to allowing Scheduled Banks and Accounting and Auditing Firms to act as Advisor to the Issue on GEM Board of PSX
Closed
PSX/N-1364
December 09, 2020
December 14, 2020
Solicitation of Public Comments - Proposed Amendments to NBFC Rules, 2003
Closed
PSX/N-1220
November 03, 2020
November 10, 2020
Solicitation of Public Comments - Proposed Amendments to PSX Regulations in relation to insertion of an enabling provision to suspend or discontinue Cash-Settled Futures Contract Market of PSX
Closed
PSX/N-1213
October 29, 2020
November 05, 2020
Solicitation of Public Comments - Proposed Amendments to PSX Regulations in relation to simplification of Customer Relationship Form and Sahulat Form prescribed by PSX
Closed
PSX/N-1151
October 19, 2020
October 26, 2020
Solicitation of Public Comments - Proposed Amendments to PSX Regulations in relation to Futures Market of PSX
Closed
PSX/N-1098
October 02, 2020
October 09, 2020
Solicitation of Public Comments - Proposed Amendments to PSX Regulations in relation to revision of Non-Refundable Application Fee for Voluntary Delisting
Closed
PSX/N-981
September 04, 2020
September 11, 2020
Solicitation of public comments – Amendments to PSX Regulations in relation to revision of listing fee for debt securities
Closed
PSX/N-971
September 03, 2020
September 10, 2020
Solicitation of public comments - Proposal for revision of Trading Fees
Closed
PSX/N-730
June 17, 2020
June 25, 2020
Solicitation of public comments on proposed amendments to PSX Regulations in relation to revision of listing fee
Closed
PSX/N-657
June 01, 2020
June 08, 2020
Solicitation of public comments on proposed amendments to PSX Regulations in relation to Market Making in Listed Debt Securities
Closed
PSX/N-542
April 29, 2020
May 06, 2020
Solicitation of public comments on proposed amendments to PSX Regulations in respect of various matters
Closed
PSX/N-256
March 03, 2020
March 10, 2020
Solicitation of Public Comment on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters
Closed
PSX/N-1401
November 01, 2019
November 08, 2019
Solicitation of Public Comment on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters
Closed
PSX/N-1202
September 27, 2019
October 07, 2019
Solicitation of Public Comment on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters
Closed
PSX/N-1069
August 29, 2019
September 05, 2019
Solicitation of Public Comment on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters
Closed
PSX/N-1013
August 16, 2019
August 23, 2019
Solicitation of Public Comment on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters
Closed
PSX/N-750
June 18, 2019
June 25, 2019
Solicitation of Public Comment on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters
Closed
PSX/N-356
March 28, 2019
April 04, 2019
Solicitation of Public Comments on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in relation to implementation of Sahulat Account with Simplified KYC facility for low risk individual customers
Closed
PSX/N-351
March 27, 2019
April 03, 2019
Solicitation of Public Comments on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in relation to Base Minimum Capital (“BMC”)
Closed
PSX/N-345
March 26, 2019
April 03, 2019
Solicitation of Public Comments on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters
Closed
PSX/N-211
February 22, 2019
March 01, 2019
Solicitation of Public Comments on proposed amendments to "Exchange Traded Funds (ETFs) Regulations" and introduction of revised "Market Makers (MM) Regulations" of Pakistan Stock Exchange Limited (PSX)
Closed
PSX/N-204
February 21, 2019
February 28, 2019
Solicitation of Public Comments on Proposed Amendments to PSX Regulations relating to change in disbursement limit from Centralized Customers Protection Compensation Fund (CCPF) of PSX from ‘per broker’ to ‘per customer’ in the event of declaration of a TRE Certificate Holder as defaulter or cancellation/ forfeiture of its TRE Certificate
Closed
PSX/N-63
January 21, 2019
January 27, 2019
Solicitation of Public Comments on Proposed Amendments to PSX Regulations in relation to various Closed
PSX/N-6469
December 03, 2018
December 17, 2018
Solicitation of Public Comments on Proposed Amendments to PSX Regulations in respect of various matters Closed
PSX/N-6343
October 31, 2018
November 12, 2018
Solicitation of Public Comments on Proposed Amendments to Amendments Chapter 5C [Privately Placed Debt Securities’ Listing Regulations] of Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-6334
October 30, 2018
November 12, 2018
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations in respect of various matters. Closed
PSX/N-5544
September 27, 2018
October 12, 2018
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations in relation to various matters Closed
PSX/N-4911
August 29, 2018
September 05, 2018
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-4206
July 12, 2018
July 26, 2018
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations in relation to dissemination of price sensitive/ material information by Listed Companies Closed
PSX/N-2482
April 20, 2018
April 27, 2018
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-2165
April 04, 2018
April 11, 2018
Solicitation of Public Comments on Proposed Amendment to Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-1573
March 05, 2018
March 20, 2018
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-940
February 14, 2018
February 21, 2018
Solicitation of Public Comments on Proposed Amendment to Pakistan Stock Exchange (PSX) Regulations in relation to charging of Revalidation Fee to the company seeking afresh approval of an earlier approved prospectus by PSX Closed
PSX/N-714
February 01, 2018
February 09, 2018
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange (PSX) Regulations Closed
PSX/N-7531
December 6, 2017
December 21, 2017
Solicitation of Public Comments on Rule Book of PSX duly harmonized with Securities Act, 2017 and Companies Act, 2017 Closed
PSX/N-7265
November 15, 2017
November 22, 2017
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange (PSX) Regulations Closed
PSXN - 6301
October 17, 2017
October 24, 2017
Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-5413
Sep 18, 2017
Sep 26, 2017
Solicitation of Public Comments on Proposed Reforms under Trade Ratification Mechanism and consequential changes in the Deposit, Fee, Contribution and Other Sums Schedule prescribed by PSX under PSX Regulations Closed
PSX/N-5372
Sep 15, 2017
Sep 22, 2017
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange (PSX) Regulations Closed
PSX/N-5236
Sep 07, 2017
Sep 13, 2017
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange (PSX) Regulations Closed
PSX/N-4962
Aug 23, 2017
Aug 30, 2017
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-3941
Jun 20, 2017
Jun 27, 2017
Solicitation of Public Comments on Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations relating to Powers of CR0, RAC and Board of Directors of PSX Closed
PSX/N-3611
Jun 02, 2017
Jun 09, 2017
Solicitation of Public Comments on Proposed Amendments in relation to Various Matters Closed
PSX/N-2348
Apr 18, 2017
Apr 25, 2017
Proposed Amendments to Pakistan Stock Exchange Limited (PSX) Regulations relating to Enforcement Regime against Securities Brokers Closed
PSX/N-1859
March 24, 2017
March 31, 2017
Solicitation of Public Comments on Proposed Amendments to Deposit, Fee, Contribution and Other Sums Schedule prescribed under Pakistan Stock Exchange Limited (PSX) Regulations Closed
PSX/N-1455
March 01, 2017
March 08, 2017
Solicitation of Public Comments on Proposed amendments to PSX Regulations in respect of Transfer of Basic deposits of Securities Brokers held by PSX to NCCPL Closed
PSX/N-523
January 27, 2017
February 06, 2017
Solicitation of Public Comments on Proposed Amendments relating to Short Sale/ Blank Sale Framework Closed
PSX/N-176
January 10, 2017
January 17, 2017
Solicitation of Public Comments on Proposed Amendments to PSX Regulations in respect of Various Matters Closed
PSX/N-6077
October 28, 2016
November 07, 2016
Solicitation of Public Comments on proposed amendments to PSX Regulations in respect of various matters Closed
PSX/N-5231
September 23, 2016
October 03, 2016
Solicitation of public comments on proposed amendments to PSX Regulations Closed
PSX/N-4246
July 27, 2016
August 03, 2016
Solicitation of public comments on proposed amendments in CCG relating to Access to Insider Information Regulations, 2016 Closed
PSX/N-4087
July 15, 2016
July 25, 2016
Solicitation of Public Comments On Proposed Amendments to Chapter 5 of PSX Regulations Closed
PSX/N-3663
June 16, 2016
June 23, 2016
Solicitation of public comments on Reverse Merger Regulations Closed
PSX/N-3036
May 06, 2016
May 13, 2016
Solicitation of public comments on proposed amendments to Pakistan Stock Exchange Limited (PSX) Regulations relating to various matters Closed
PSX/N-3037
May 06, 2016
May 13, 2016
Solicitation of public comments on proposed amendments to PSX Regulations pertaining to Code of Corporate Governance for Listed Companies Closed
PSX/N-1986
March 31, 2016
April 15, 2016
Solicitation of public comments on proposed amendments to PSX Regulations relating to Minimum Free Float of Shares for Listed Companies Closed
PSX/N-1936
March 30, 2016
April 05, 2016
Solicitation of public comments on proposed amendments to PSX Regulations relating to transfer of Risk Management from Pakistan Stock Exchange Limited to National Clearing Company of Pakistan Limited Closed
PSX/N-611
February 03, 2016
February 11, 2016
Solicitation of Public Comments on Proposed Amendments to PSX Regulations in respect of Various Matters Closed
KSE/N-6468
December 11, 2015
December 18, 2015
Invitation of public comments on proposed amendments to KSE Regulations in respect of various matters Closed
KSE/N-4431
September 04, 2015
September 15, 2015
Draft Joint Inspection Regulation, 2015 Closed
KSE/N-4112
August 20, 2015
August 28, 2015
Invitation of Public Comments on Proposed Amendments to KSE Regulations In Respect Of Various Matters Closed
KSE/N-4030
August 13, 2015
August 24, 2015
Invitation of Public Comments on Proposed Amendments to Chapters 8(A), 8(B) and 19 of KSE Regulations Closed
KSE/N-3492
July 07, 2015
July 15, 2015
Invitation of Public Comments on Proposed Amendments to Chapter 6 (Government Debt Securities (GDS) Market Regulations) of KSE Regulations relating to Revised Settlement Model Closed
KSE/N-3308
June 25, 2015
July 03, 2015
Proposed Amendments to KSE Regulations in respect of Various Matters Closed
KSE/N-3143
June 12, 2015
June 19, 2015
Proposed Amendments of Chapter 4 of KSE Regulations and Regulations Governing Over-The-Counter (OTC) Market of KSE Closed

GUIDELINES FOR SUBMISSION OF COMMENTS

  1. PSX invites the interested parties to provide their comments and views, with specific reference to the subject matter of the proposed amendments to PSX Regulations notified via notices, through any of the following modes.
  2. Email comments.rad@psx.com.pk
    Mail The Chief Regulatory Officer,
    Regulatory Affairs Division,
    2nd Floor, Administration Building,
    Pakistan Stock Exchange Building,
    Pakistan Stock Exchange Road,
    Pakistan Stock Exchange Limited,
    Karachi - 74000
  3. At the time of submission of comments, respondent is advised to provide the information, as per Table-A below, so that PSX may contact him/her for clarification or deliberation on the comments, if needed. Anonymous responses may be disregarded by PSX.
  4. Table A

    To Be Filed By The Respondent
    Name of respondent
    Name of company (if applicable)
    Designation (if applicable)
    Contact Number
    Email Address
  5. The respondent may request confidential treatment for his/ her identity and all or any part of comments due to their proprietary, confidential or commercial nature, by clearly marking the information in Table-B below:
  6. Table B

    Disclosure of Identity and Comments

    Please check the box(es) if you wish to be remain confidential:

    • I wish to have my identity remain confidential.
    • I wish to keep all or any part of my comments confidential.

    If respondent wishes to keep any part(s) of comments confidential, then he/she is required to clearly specify such part(s) of comments.

  7. To ensure quality and promote transparency, PSX will publish the relevant comments of respondents and its management’s response thereon in the form of a Response Paper on its website, within a reasonable timeframe, after close of public consultation session, unless the respondent has made a confidentiality request.
  8. Any policy or rule amendment may be subject to regulatory concurrence. For this purpose, respondents should note that notwithstanding any confidentiality request, PSX will share all their response(s) with the Securities and Exchange Commission of Pakistan (Apex Regulator).
  9. By submitting comments, respondents are deemed to have consented to the collection, use and disclosure of data that is provided to PSX, unless respondents wish to have their identity or comments remain confidential.