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The fee for Office/Branch registration is Rs.5,000/-
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In case of change of company name, prior approval is obtained from SECP and the same is submitted to PSX (for amendment in record) at Admin Block, Pakistan Stock Exchange Limited, Stock Exchange Road, Karachi, as per these criteria & documents required.
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This section defines the eligibility criteria for selection of Broker Back-Office Vendors by the Exchange. Detailed below is the Eligibility criterion for a Vendor of Broker Back Office Application to apply for and continue to stay as PSX-authorized vendor for Broker Back Office Application:
• Provisional list of Eligible Vendors*
This section contains a provisional list of eligible vendors provided by the Exchange to provide services to the Brokers.
S.No | Vendor Name | Location |
1 | Nubit Software | Karachi |
2 | Innovative Soft Systems | Karachi |
3 | Microlinks | Karachi |
4 | VisionMax | Karachi |
5 | Infotech | Lahore |
6 | Softtech Systems | Lahore |
7 | Catalyst IT Solutions | Karachi |
8 | LSE Financial Services | Lahore |
9 | Raosoft System | Karachi |
10 | DirectFN Pakistan Pvt.Ltd. | Lahore |
* This is neither approved nor a final list of back-office-vendors
* This is neither approved nor a final list of back-office-vendors
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Securities Broker may open/ designate Center subject to prior intimation to the Exchange on letterhead of the Securities Broker, duly signed by the authorized signatories along with following information and receipt of confirmation from Exchange for submission of all required information:
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The Securities Broker may relocate its existing Office/Branch Office within nearby vicinity of 15 KM provided the Broker shall:
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In case of permanent closure of any Branch Office, the Securities Broker shall:
PSX REGULATION NO. 22.4.
ELIGIBILITY FOR THE PERSON TO BE APPOINTED AS BRANCH HEAD OF THE SECURITIES BROKER’S OFFICE/BRANCH OFFICE:
The person to be appointed as Branch Head of the Office/Branch Office shall fulfill the following conditions:
Provided that the above conditions shall not be applicable on the Chief Executive Officer of the Broker supervising the Securities Broker’s Main Office.
For further information, please see chapter 22 of PSX Regulation; click here to download Checklist/Documents